Alan F. Lipman
Professional summary
Alan Fredric Lipman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Alan had worked at 5 firms, which includes FASCO INTERNATIONAL INC., ACUMENT SECURITIES INC., BOUCHER OEHMKE & COMPANY, THE INVESTMENT CENTER INC., RAUSCHER PIERCE REFSNES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1998 - October 30, 1998
FASCO INTERNATIONAL, INC.
August 17, 1990 - January 30, 1998
ACUMENT SECURITIES, INC.
January 26, 1990 - August 7, 1990
BOUCHER, OEHMKE & COMPANY
July 6, 1988 - January 24, 1990
ACUMENT SECURITIES, INC.
January 27, 1988 - July 14, 1988
THE INVESTMENT CENTER, INC.
October 31, 1981 - February 10, 1988
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FASCO INTERNATIONAL, INC.
CRD#: 31009 / SEC#: , 8-46150
Contact information
Documents
Direct owners and executive officers
Red Flags
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