Nabil R. Ghawi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nabil Richard Ghawi, who also goes by Bill Ghawi, was a registered financial professional .
Nabil is a previously registered financial professional and started their career in finance in 1982. Nabil had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2017 - December 31, 2018
NRG CAPITAL SERVICES LLC
July 17, 2003 - December 31, 2015
NRG CAPITAL SERVICES LLC
June 3, 1997 - July 15, 2003
INVESTACORP ADVISORY SERVICES INC
May 3, 1993 - September 18, 2019
INVESTACORP, INC.
March 22, 1991 - May 15, 1993
STUART, COLEMAN & CO., INC.
October 3, 1988 - March 25, 1991
DOMINICK & DICKERMAN LLC
October 1, 1987 - October 3, 1988
DOMIK CORP.
February 5, 1987 - October 14, 1987
MOORE & SCHLEY, CAMERON & CO.
September 3, 1985 - February 13, 1987
DOMIK CORP.
April 1, 1985 - August 23, 1985
GARFIELD SECURITIES INC.
May 25, 1983 - March 27, 1985
DOMIK CORP.
January 22, 1982 - May 17, 1983
JESUP & LAMONT SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NRG CAPITAL SERVICES LLC
CRD#: 128176 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.