NG

Nabil R. Ghawi

Some features on this profile are disabled
CRD#: 1013789
NG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nabil Richard Ghawi, who also goes by Bill Ghawi, was a registered financial professional .

Nabil is a previously registered financial professional and started their career in finance in 1982. Nabil had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Ghawi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 6, 2017 - December 31, 2018

NRG CAPITAL SERVICES LLC

RIA
CRD#: 128176
GREENWICH, CT
Past

July 17, 2003 - December 31, 2015

NRG CAPITAL SERVICES LLC

RIA
CRD#: 128176
GREENWICH, CT
Past

June 3, 1997 - July 15, 2003

INVESTACORP ADVISORY SERVICES INC

RIA
CRD#: 109011
GREENWICH, CT
Past

May 3, 1993 - September 18, 2019

INVESTACORP, INC.

BD
CRD#: 7684
GREENWICH, CT
Past

March 22, 1991 - May 15, 1993

STUART, COLEMAN & CO., INC.

BD
CRD#: 8642
NEW YORK, NY
Past

October 3, 1988 - March 25, 1991

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
OLD GREENWICH, CT
Past

October 1, 1987 - October 3, 1988

DOMIK CORP.

BD
CRD#: 223
Past

February 5, 1987 - October 14, 1987

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

September 3, 1985 - February 13, 1987

DOMIK CORP.

BD
CRD#: 223
Past

April 1, 1985 - August 23, 1985

GARFIELD SECURITIES INC.

BD
CRD#: 10417
Past

May 25, 1983 - March 27, 1985

DOMIK CORP.

BD
CRD#: 223
Past

January 22, 1982 - May 17, 1983

JESUP & LAMONT SECURITIES CO., INC.

BD
CRD#: 6736

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


NC
NRG CAPITAL SERVICES LLC
NRG CAPITAL SERVICES LLC | NRG INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 128176 / SEC#:

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Contact information


Main Address
14 Hawthorne St S Suite B, Greenwich, CT 06831
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NRG CAPITAL SERVICES LLC

CRD#: 128176

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