Harold W. Zinser

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CRD#: 1013777

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Walton Zinser, who also goes by Harold Walton Zinger Jr, Harold Walton Zinser Sr, Harold Walton Zinzer Jr, was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1981. Harold had worked at 12 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Harold Walton Zinger Jr | Harold Walton Zinser Sr | Harold Walton Zinzer Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2011 - February 6, 2012

ATLANTIC EQUITIES, LLC

CRD#: 121669

GREENWICH, CT

Past

November 21, 2008 - May 11, 2009

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

April 27, 2004 - May 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 14, 1999 - April 12, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 17, 1998 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 8, 1993 - December 5, 1997

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

December 1, 1992 - January 20, 1993

REICH & CO., INC.

CRD#: 19611

Past

December 4, 1990 - December 1, 1992

REICH & CO., INC.

CRD#: 3148

Past

June 14, 1989 - December 17, 1990

GLOBAL AMERICA INCORPORATED

CRD#: 23000

Past

July 1, 1987 - June 17, 1989

PALM BEACH FINANCIAL, INC.

CRD#: 19477

Past

February 22, 1985 - April 3, 1987

H.J. MEYERS & CO., INC.

CRD#: 15609

Past

November 17, 1981 - November 9, 1984

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/26/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/21/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 4/29/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/17/1985

General Securities Principal Examination

Current Firm

ATLANTIC EQUITIES, LLC

ATLANTIC EQUITIES, LLC | EXECUTION, LLC | EXECUTION NOBLE, LLC

CRD#: 121669 / SEC#: , 8-65435

Terminated by SEC on 01/29/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Connecticut since 05/22/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ATLANTIC EQUITIES SERVICE COMPANY LIMITED	100% OWNER
BENDER, STEVEN CHRISTOPHER	FINANCIAL & OPERATIONS PRINCIPAL	2650187
DELLA-PORTA, RUPERT JAMES MR	DIRECTOR	5574308
LEWIS, EDWARD JAMES	MANAGING DIRECTOR	5904440
LEWIS, EDWARD JAMES	CCO	5904440
MUI, JASPER KOONHUNG	DIRECTOR	2695214

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harold W. Zinser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMERZ MARKETS LLC

LEHMAN BROTHERS INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

WACHOVIA SECURITIES, INC.

REICH & CO., INC.

REICH & CO., INC.

GLOBAL AMERICA INCORPORATED

PALM BEACH FINANCIAL, INC.

H.J. MEYERS & CO., INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1986

Series 7

Date: 10/17/1981

Series 10

Date: 11/26/2002

Series 9

Date: 11/21/2002

Series 4

Date: 4/29/1987

Series 24

Date: 9/17/1985

Current Firm

ATLANTIC EQUITIES, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

ATLANTIC EQUITIES, LLC

TRUST BUT VERIFY

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