Marie T. Brucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie Theresa Brucker, who also goes by Marie Teresa Brucker, was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 1981. Marie had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - December 31, 2016
IMST DISTRIBUTORS, LLC
February 21, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
March 16, 2006 - March 20, 2009
MULTIPLE FINANCIAL SERVICES, INC.
January 15, 2003 - December 31, 2005
FORESIDE FUND SERVICES, LLC
October 4, 2001 - October 2, 2002
QUASAR DISTRIBUTORS, LLC
September 15, 1997 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
January 14, 1992 - August 8, 1997
MIDVALE SECURITIES CORPORATION
June 7, 1991 - December 9, 1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 10, 1991 - June 10, 1991
ROBERT BRANDT & CO.
March 10, 1983 - September 10, 1990
WILLIAM O'NEIL SECURITIES
April 26, 1982 - March 14, 1983
ROSE & COMPANY INVESTMENT BROKERS, INC.
February 22, 1982 - March 12, 1982
C. M. BLAIR, W. O. FOSTER & CO., INC.
October 12, 1981 - May 3, 1982
MAUNEY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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