Virginia F. Moran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Flynn Moran, who also goes by VIrginia Flynn, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1981. Virginia had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1999 - December 31, 2014
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
November 9, 1995 - December 31, 1999
WALNUT STREET SECURITIES, INC.
May 31, 1990 - May 11, 1995
WALNUT STREET SECURITIES, INC.
May 28, 1987 - June 6, 1990
INTERCAP FINANCIAL CORPORATION
April 15, 1985 - June 3, 1987
WOMEN SECURITIES INTERNATIONAL
August 11, 1984 - April 15, 1985
CETERA ADVISORS LLC
March 3, 1983 - September 25, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
November 17, 1981 - September 13, 1982
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
CRD#: 109036 / SEC#: 801-56587
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
CRD#: 109036 / SEC#: 801-56587
Contact information
SEC notice filing (26 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,298 |
| AUM (Assets Under Management) | $ 956,132,091 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
