Craig E. Lewis
Professional summary
Craig Edward Lewis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Craig had worked at 10 firms, which includes BINAH INVESTMENT ADVISORY, VALIC FINANCIAL ADVISORS INC., FINANCIAL TELESIS INC, INVEST FINANCIAL CORPORATION, WELLSTONE SECURITIES LLC, DUNWOODY BROKERAGE SERVICES INC., VOYA FINANCIAL ADVISORS INC., ARGENT SECURITIES INC., PPA INVESTMENTS INC., A. G. EDWARDS & SONS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2016 - December 31, 2020
BINAH INVESTMENT ADVISORY
August 6, 2012 - March 3, 2016
VALIC FINANCIAL ADVISORS, INC.
August 3, 2012 - March 3, 2016
VALIC FINANCIAL ADVISORS, INC.
May 3, 2011 - June 1, 2012
FINANCIAL TELESIS INC
May 3, 2011 - June 1, 2012
FINANCIAL TELESIS INC
April 28, 2008 - August 18, 2009
VALIC FINANCIAL ADVISORS, INC.
April 23, 2008 - August 18, 2009
VALIC FINANCIAL ADVISORS, INC.
February 8, 2008 - May 5, 2008
INVEST FINANCIAL CORPORATION
December 13, 2002 - December 31, 2007
WELLSTONE SECURITIES, LLC
January 25, 1999 - December 16, 2002
DUNWOODY BROKERAGE SERVICES, INC.
March 31, 1998 - December 31, 1998
VOYA FINANCIAL ADVISORS, INC.
September 8, 1993 - March 12, 1998
DUNWOODY BROKERAGE SERVICES, INC.
March 12, 1992 - December 16, 1993
ARGENT SECURITIES, INC.
January 7, 1987 - March 4, 1992
PPA INVESTMENTS, INC.
November 17, 1981 - December 9, 1986
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/8/1985
Foreign Currency Options ExaminationSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
BINAH INVESTMENT ADVISORY
CRD#: 173634 / SEC#:
Contact information
Red Flags
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