Dudley Muth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dudley Muth was a registered financial professional .
Dudley is a previously registered financial professional and started their career in finance in 1981. Dudley had worked at 16 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - April 11, 2024
WILSON-DAVIS & CO., INC.
February 19, 2009 - March 30, 2016
BMA ADVISORS, LLC
January 7, 2009 - February 12, 2019
BMA SECURITIES, LLC
January 18, 2008 - February 10, 2009
FINANCIAL WEST GROUP
October 13, 2003 - July 28, 2004
SAN FRANCISCO SECURITIES, INC.
October 17, 2002 - July 10, 2008
THE SHEMANO GROUP, INC.
August 8, 2002 - October 14, 2002
FIRST ALLIED SECURITIES, INC.
May 21, 2002 - September 5, 2007
GLOBAL CROWN CAPITAL, LLC
October 17, 2001 - May 2, 2002
NATALLIANCE SECURITIES, LLC
October 19, 2000 - October 15, 2001
MERRIMAN CAPITAL, INC.
January 26, 2000 - September 18, 2000
INTERFIRST CAPITAL CORPORATION
July 2, 1997 - January 24, 2000
DRAKE & COMPANY, INC.
August 4, 1993 - July 12, 1994
DRAKE & COMPANY, INC.
August 22, 1990 - June 24, 1992
VESTCORP SECURITIES, INC.
April 23, 1985 - February 10, 1989
CAMBIO SECURITIES CORPORATION
November 30, 1982 - April 1, 1985
ANGELES SECURITIES CORPORATION
December 10, 1981 - October 20, 1982
MCNEIL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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