Calvin S. Akers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Scott Akers JR, who also goes by Calvin Scott (jr) Akers, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1981. Calvin had worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - January 25, 2021
TUXEDO CAPITAL PARTNERS, LLC
August 8, 2007 - June 5, 2012
REGISTER FINANCIAL ADVISORS, LLC
February 6, 2007 - August 14, 2007
REGISTER FINANCIAL ASSOCIATES, INC.
August 19, 2005 - December 31, 2006
REGISTER FINANCIAL ASSOCIATES, INC.
December 5, 2001 - March 5, 2002
FIRST VANTAGE INVESTMENTS LLC
May 21, 1997 - June 5, 2012
REGISTER FINANCIAL ASSOCIATES, INC.
April 29, 1997 - May 21, 1997
REGISTER FINANCIAL ASSOCIATES, INC.
May 26, 1993 - May 5, 1997
CARTER, TERRY & COMPANY, INC.
January 17, 1983 - May 26, 1993
ALEX. BROWN & SONS INCORPORATED
October 1, 1982 - March 8, 1983
LEHMAN BROTHERS INC.
October 3, 1981 - October 4, 1982
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TUXEDO CAPITAL PARTNERS, LLC
CRD#: 165049 / SEC#: , 8-69142
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HEDGE FUND DATABANK, LLC | OWNER | |
| CLARDY-DAVIS, MARIETTE LYNN | CHIEF COMPLIANCE OFFICER, CEO | 5053189 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
