AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RC

Richard S. Chancis

Some features on this profile are disabled
CRD#: 1013595
RC

Professional summary

Richard Stanley Chancis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Richard is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Richard had worked at 11 firms, which includes MEYERS POLLOCK ROBBINS INC., BERKELEY SECURITIES CORPORATION, JOSEPHTHAL & CO. INC., LEGEND MERCHANT GROUP INC., VANDERBILT SECURITIES INC., W.H. NEWBOLD'S SON & CO. INC., J. T. MORAN & CO. INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INC., MOORE & SCHLEY CAMERON & CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 1992 - April 22, 1993

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
Past

August 15, 1991 - November 26, 1991

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
Past

February 15, 1991 - August 6, 1991

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
Past

October 11, 1990 - November 16, 1990

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
Past

August 17, 1990 - October 24, 1990

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

May 10, 1990 - July 18, 1990

W.H. NEWBOLD'S SON & CO., INC.

BD
CRD#: 7575
Past

March 21, 1989 - January 27, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

February 6, 1988 - February 1, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

September 21, 1982 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

September 2, 1982 - February 26, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

February 18, 1982 - February 9, 1983

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/5/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1981
General Securities Representative Examination

Current Firm

MP
MEYERS POLLOCK ROBBINS, INC.
MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436 / SEC#: , 8-11797

BD
Cancelled by SEC on 06/20/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 11/27/1963
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

TRUST BUT VERIFY

Monitor Richard Chancis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics