James R. Elsass
Professional summary
James R Elsass, who also goes by Jim Elsass, James Robert Elsass, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Burnsville, Minnesota.
James is registered as a RR (Registered Representative) and started their career in finance in 1982. James has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James R Elsass's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2024 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 3000 County Road 42 W Ste 300, Burnsville, MN 55337April 3, 2020 - July 29, 2024
PRUCO SECURITIES, LLC.
May 23, 2017 - February 7, 2020
PRUCO SECURITIES, LLC.
March 13, 2017 - February 7, 2020
PRUCO SECURITIES, LLC.
December 20, 2002 - March 16, 2017
ALLSTATE FINANCIAL SERVICES, LLC
September 14, 2001 - December 31, 2002
ASKAR CORP.
June 19, 2000 - July 10, 2001
PRUDENTIAL EQUITY GROUP, LLC
June 28, 1994 - May 3, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
February 12, 1991 - July 12, 1994
ASKAR CORP.
June 6, 1988 - December 5, 1989
ASKAR CORP.
September 7, 1982 - June 27, 1988
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2024)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
