Carey H. Timbrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carey Harding Timbrell was a registered financial professional .
Carey is a previously registered financial professional and started their career in finance in 1981. Carey had worked at 5 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2012 - April 9, 2014
LEUCADIA ASSET MANAGEMENT LLC
December 7, 2012 - April 9, 2014
JEFFERIES LLC
January 17, 2003 - January 3, 2013
CREDIT SUISSE SECURITIES (USA) LLC
September 27, 2002 - January 17, 2003
PERSHING LLC
June 5, 2001 - January 3, 2013
CREDIT SUISSE SECURITIES (USA) LLC
November 25, 1996 - January 17, 2003
PERSHING LLC
November 25, 1981 - December 6, 1996
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/3/1985
Foreign Currency Options ExaminationSeries 5
Date: 11/29/1982
Interest Rate Options ExaminationSeries 8
Date: 1/21/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
Contact information
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,042,872,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
