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WH

Walker P. Holloway

Some features on this profile are disabled
CRD#: 1013381
WH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walker Peterson Holloway JR, CFP®, who also goes by Jr Walker Peterson Holloway, was a registered financial professional .

Walker is a previously registered financial professional and started their career in finance in 1981. Walker had worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jr Walker Peterson Holloway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Past

March 31, 2006 - June 22, 2022

HAZLETT, BURT & WATSON, INC.

RIA
CRD#: 396
WHEELING, WV
Past

October 23, 1981 - June 22, 2022

HAZLETT, BURT & WATSON, INC.

BD
CRD#: 396
WHEELING, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT

CRD#: 396 / SEC#: 801-66333, 8-17737

RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/14/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1981
General Securities Representative Examination

Current Firm

HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT

CRD#: 396 / SEC#: 801-66333, 8-17737

RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1300 Chapline Street, Wheeling, WV 26003
Mailing Address
1300 Chapline Street, Wheeling, WV 26003
Phone number
(304) 233-3312
Established
West Virginia since 09/06/1973
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
19

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ASSET MANAGEMENT ACCOUNT BROCHURE (11/10/2025)
DIRECT MANAGED WRAP PROGRAM (11/10/2025)

Direct owners and executive officers

NamePositionCRD#
HB&W, INC.PARENT COMPANY
BARICKMAN, MICHAEL THOMPSONEXEC VP / DIRECTOR1535665
BIDWELL, TIMOTHY MORGANEXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR4296834
BURECH, HAROLD BRUCEDIRECTOR /SR VP856313
ECHOLS, MARILYNN SUEEXECUTIVE VICE PRESIDENT / DIRECTOR818946
MARSH, JASON LEECHAIRMAN / CEO / DIRECTOR4792963
WEAVER, GEORGE SPERRY IIISR EXEC VP / DIRECTOR1061710

Regulatory assets under management

Total Number of Accounts2,314
AUM (Assets Under Management)$ 1,197,878,280

Disclosures

Regulatory Event2
Arbitration1

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
01/14/2025
Cover Page
Report
12/19/2023
Cover Page
Report
11/30/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAZLETT, BURT & WATSON, INC.

HAZLETT, BURT & WATSON, INC.

CRD#: 396

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