Robert N. Korzik

FIRST LIGHT WEALTH ADVISORS

Little Falls, NJ 07424

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CRD#: 1013350

Professional summary

Robert Nicholas Korzik, who also goes by Bob Korzik, Robert N Korzik, is a registered financial advisor currently at FIRST LIGHT WEALTH ADVISORS, LLC located in Little Falls, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Korzik | Robert N Korzik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Ownership; RJE Marine Services LLC; Managing Partner; charter boat for fishing. Run by a captain who is my son; Little Falls NJ 07424; Not Investment Related; April 2017; 1-9 hours per month; 0 hours during trading hours. Independent Insurance Brokering; Horizon Blue Cross Blue Shield(January 1998)/ Aetna Healthcare(January 1998)/ Delta Dental(January 2001)/ Guardian Healthcare(January 1991)/ John Hancock(January 2001)/ Berkshire for Healthcare(January 1998)/ United Healthcare(January 1998)/ Flagship Dental(January 2001)/ Assurant(January 1998)/ Met Life(January 2010)/ Meritain (owned by Aetna)(November 2009)/ Qualcare(January 2011)/ Sun Life(December 2014). Outside Business Activities; KRR Development LLC; LLC; Buy home, have partners renovate and sell; Partner; Little Falls NJ 07424; Investment related; Sept 2012; 0 hours per month. RJE Investments, LLC. The LLC holds a very small percentage in a pharmaceutical company that is not publicly traded. 76 E Main Street. Little Falls, NJ 0742; The LLC is a passive investment company. Managing Member; LLC was formed 6/7/2019 but the investment did not occur until 2020. O hours per month. 0 hours during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nicholas Korzik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2018 - Present

FIRST LIGHT WEALTH ADVISORS, LLC

Office #1: 76 East Main Street Second Floor, Little Falls, NJ 07424

RIA

CRD#: 291214

Little Falls, NJ

Past

October 6, 2011 - October 23, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LITTLE FALLS, NJ

Past

October 6, 2011 - October 23, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LITTLE FALLS, NJ

Past

January 22, 2008 - October 7, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MONTVALE, NJ

Past

May 24, 2006 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

August 15, 2005 - May 24, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MONTVALE, NJ

Past

March 19, 1985 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 12, 1982 - October 7, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MONTVALE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/3/2019)

IAR

New Jersey
(4/6/2018)

IAR

New York
(10/12/2021)

IAR

Texas
(9/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/11/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/30/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FIRST LIGHT WEALTH ADVISORS, LLC

CRD#: 291214 / SEC#:

Florida

Registered Investment Advisory firm - (11/25/2019 Approved)

New Jersey

Registered Investment Advisory firm - (4/6/2018 Approved)

New York

Registered Investment Advisory firm - (7/9/2019 Approved)

Texas

Registered Investment Advisory firm - (9/20/2019 Conditional Restricted)

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Contact information

Main Address

76 East Main Street Second Floor, Little Falls, NJ 07424

Mailing Address

Phone number

(973) 435-4520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 97,299,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert N. Korzik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nicholas Korzik's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2021

Series 66

Date: 8/11/2005

Series 63

Date: 3/14/1997

SIE

Date: 10/23/2017

Series 7

Date: 3/16/1985

Series 6

Date: 4/9/1982

Series 26

Date: 8/30/2001

Current Firm

FIRST LIGHT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST LIGHT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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