Francis M. Mcdermott
Professional summary
Francis Martin Mcdermott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francis is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Francis had worked at 5 firms, which includes BAXTER BANKS & SMITH LTD., TITAN/VALUE EQUITIES GROUP INC., MORGAN STANLEY DW INC., LEHMAN BROTHERS INC., RAYMOND JAMES & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1996 - April 6, 2000
BAXTER BANKS & SMITH, LTD.
March 7, 1991 - December 6, 1996
TITAN/VALUE EQUITIES GROUP, INC.
April 1, 1987 - March 8, 1991
MORGAN STANLEY DW INC.
January 4, 1984 - April 27, 1987
LEHMAN BROTHERS INC.
January 3, 1982 - January 9, 1984
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 1/13/1983
Foreign Currency Options ExaminationCurrent Firm
BAXTER BANKS & SMITH, LTD.
CRD#: 40771 / SEC#: , 8-49185
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 17 |
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