CH
Charles P. Hahn
CETERA INVESTMENT ADVISERS LLC
MANSFIELD, OH 44902
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CRD#: 1013066
CH
Professional summary
Charles Patrick Hahn, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mansfield, Ohio and CETERA WEALTH SERVICES, LLC located in Mansfield, Ohio.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Charles has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1980; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: OHIOHEALTH MANSFIELD & SHELBY HOSPITALS; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44903; NATURE OF BUSINESS: HEALTHCARE / ADVISE ON COMMUNITY ENGAGEMENT OPPORTUNITIES AND OVERALL OPERATIONS OF THE LOCAL HOSPITAL; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: GOVERNANCE COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAKE RECOMMENDATIONS TO HOSPITAL BOARD ON OVERALL OPERATIONS OF THE LOCAL HOSPITAL; 3. NAME OF OTHER BUSINESS: CITY OF MANSFIELD - CHARTER REVIEW COMMISSION; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902; NATURE OF BUSINESS: REVIEWS OPERATIONS OF LOCAL GOVERNMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS AND PROVIDE RECOMMENDATIONS TO ELECTED OFFICIALS; 4. NAME OF OTHER BUSINESS: WEST END NEIGHBORHOOD SECTOR OF RICHLAND COMMUNITY DEVELOPMENT GROUP; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902 NATURE OF BUSINESS: PROVIDE INPUT AND GUIDANCE ON DEVELOPMENT IN THE WEST END NEIGHBORHOOD' START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE INPUT AND FEEDBACK TO THE CITY'S DEVELOPMENT OFFICE WITH REGARD TO DEVELOPMENT SPECIFIC TO THE WEST END NEIGHBORHOOD IN MANSFIELD; 5. NAME OF OTHER BUSINESS: CLEVELAND FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 55; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;
CRS (Client Relationship Summary) - RIA
Click below to view Charles Patrick Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
May 29, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 108 North Main Street Rear Building, Mansfield, OH 44902RIA
CRD#: 105644
MANSFIELD, OH
Current
May 29, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 108 North Main Street Rear Building, Mansfield, OH 44902BD
CRD#: 13572
MANSFIELD, OH
Past
February 27, 2003 - May 29, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
MANSFIELD, OH
Past
February 26, 2003 - May 8, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
February 26, 2003 - May 29, 2024
OSAIC FA, INC.
BD
CRD#: 3978
MANSFIELD, OH
Past
November 15, 1981 - March 7, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/29/2024)
RR
Arizona(6/7/2024)
RR
Colorado(5/30/2024)
RR
Florida(5/30/2024)
RR
Georgia(6/3/2024)
RR
Illinois(6/25/2024)
RR
Indiana(5/30/2024)
RR
Kentucky(5/29/2024)
RR
Michigan(5/31/2024)
RR
Missouri(5/29/2024)
RR
New York(5/29/2024)
RR
North Carolina(5/29/2024)
RR
Ohio(5/29/2024)
IAR
Ohio(5/29/2024)
RR
South Carolina(6/3/2024)
RR
Tennessee(5/30/2024)
RR
Texas(5/30/2024)
IAR
Texas(5/30/2024)
RR
Virginia(9/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
