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Charles Patrick Hahn

CFP®
CETERA INVESTMENT ADVISERS
MANSFIELD, OH
·CRD# 1013066·45 years experience

Professional Summary

Charles Patrick Hahn, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mansfield, Ohio and CETERA WEALTH SERVICES, LLC located in Mansfield, Ohio. Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Charles has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1993

Years of Experience

45 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
108 North Main Street Rear Building, Mansfield, OH 44902
May 29, 2024 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
108 North Main Street Rear Building, Mansfield, OH 44902
May 29, 2024 - Present
OSAIC FA, INC.·CRD# 3978
RIA
Mansfield, OH
February 27, 2003 - May 29, 2024
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
February 26, 2003 - May 8, 2006
OSAIC FA, INC.·CRD# 3978
BD
Mansfield, OH
February 26, 2003 - May 29, 2024
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
November 15, 1981 - March 7, 2003

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1980; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: OHIOHEALTH MANSFIELD & SHELBY HOSPITALS; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44903; NATURE OF BUSINESS: HEALTHCARE / ADVISE ON COMMUNITY ENGAGEMENT OPPORTUNITIES AND OVERALL OPERATIONS OF THE LOCAL HOSPITAL; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: GOVERNANCE COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAKE RECOMMENDATIONS TO HOSPITAL BOARD ON OVERALL OPERATIONS OF THE LOCAL HOSPITAL; 3. NAME OF OTHER BUSINESS: CITY OF MANSFIELD - CHARTER REVIEW COMMISSION; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902; NATURE OF BUSINESS: REVIEWS OPERATIONS OF LOCAL GOVERNMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS AND PROVIDE RECOMMENDATIONS TO ELECTED OFFICIALS; 4. NAME OF OTHER BUSINESS: WEST END NEIGHBORHOOD SECTOR OF RICHLAND COMMUNITY DEVELOPMENT GROUP; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902 NATURE OF BUSINESS: PROVIDE INPUT AND GUIDANCE ON DEVELOPMENT IN THE WEST END NEIGHBORHOOD' START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE INPUT AND FEEDBACK TO THE CITY'S DEVELOPMENT OFFICE WITH REGARD TO DEVELOPMENT SPECIFIC TO THE WEST END NEIGHBORHOOD IN MANSFIELD; 5. NAME OF OTHER BUSINESS: CLEVELAND FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 55; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/29/2024)
RR
Arizona
(6/7/2024)
RR
Florida
(5/30/2024)
RR
Georgia
(6/3/2024)
RR
Illinois
(6/25/2024)
RR
Indiana
(5/30/2024)
RR
Kentucky
(5/29/2024)
RR
Michigan
(5/31/2024)
RR
Missouri
(5/29/2024)
RR
New York
(5/29/2024)
RR
North Carolina
(5/29/2024)
RR
Ohio
(5/29/2024)
IAR
Ohio
(5/29/2024)
RR
South Carolina
(6/3/2024)
RR
Tennessee
(5/30/2024)
RR
Virginia
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1983About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1981About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Charles Patrick Hahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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