David A. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Wallace was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 3 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 1997 - August 1, 2017
RONALD BLUE & CO., LLC
February 22, 1989 - October 14, 1997
NEW ENGLAND SECURITIES
July 28, 1983 - February 25, 1986
FIRST ALLIANCE FINANCIAL SERVICES, INC.
November 15, 1981 - June 16, 1983
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
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