David N. Fleischer

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CRD#: 1013019

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Nathan Fleischer was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1980. David had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 16 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2007 - February 5, 2020

CHICKASAW CAPITAL MANAGEMENT, LLC

RIA

CRD#: 127398

NEW YORK, NY

Past

February 14, 2007 - February 5, 2020

CHICKASAW SECURITIES, LLC

CRD#: 128711

NEW YORK, NY

Past

April 3, 1993 - November 21, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 10, 1984 - April 14, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 26, 1980 - January 22, 1985

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 16

Date: 12/28/1994

NYSE Supervisory Analyst Examination

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA

Registered Investment Advisory firm - (6/12/2003 Approved)

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Contact information

Main Address

6075 Poplar Ave Suite 720, Memphis, TN 38119

Mailing Address

Phone number

(901) 537-1866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM ADV PART 2A ANNUAL AMENDMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 2,529,750,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David N. Fleischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHICKASAW SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

PRUDENTIAL EQUITY GROUP, LLC

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

CHICKASAW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2007

Series 63

Date: 9/10/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2007

Series 16

Date: 12/28/1994

Current Firm

CHICKASAW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHICKASAW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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