Francis Zimmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Zimmer, CFP®, who also goes by Zim Zimmer, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1981. Francis had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2007 - August 23, 2024
THE INVESTMENT CENTER, INC.
January 31, 1997 - January 26, 2007
OSAIC WEALTH, INC.
January 19, 1990 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
January 21, 1987 - January 15, 1990
BUTCHER & SINGER INC.
March 2, 1982 - January 23, 1987
FIRST JERSEY SECURITIES, INC.
December 11, 1981 - April 14, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
