Jonathan R. Blaze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Reese Blaze, who also goes by Jon Blaze, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1981. Jonathan had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - March 2, 2020
VICTORY CAPITAL MANAGEMENT INC.
February 26, 2018 - March 2, 2020
VICTORY CAPITAL SERVICES, INC.
February 2, 2016 - June 7, 2017
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
February 2, 2016 - June 7, 2017
NYLIFE DISTRIBUTORS LLC
August 2, 2006 - December 1, 2015
THORNBURG INVESTMENT MANAGEMENT INC
January 19, 2005 - December 1, 2015
THORNBURG SECURITIES LLC
December 3, 2003 - December 16, 2004
EMPOWER FINANCIAL SERVICES, INC.
February 13, 2001 - May 28, 2003
GAM SERVICES, INC.
April 7, 1997 - September 25, 2000
DWS DISTRIBUTORS, INC.
September 11, 1994 - November 5, 1996
CALAMOS FINANCIAL SERVICES LLC
January 10, 1994 - August 5, 1994
TRANSAMERICA INVESTORS SECURITIES, LLC
August 6, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 6, 1990 - January 10, 1994
MONY SECURITIES CORPORATION
December 20, 1988 - January 22, 1990
TOWER SQUARE SECURITIES, INC.
July 24, 1985 - January 22, 1990
TOWER SQUARE SECURITIES, INC.
September 25, 1981 - January 27, 1987
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,566 |
| AUM (Assets Under Management) | $ 152,291,202,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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