Kevin D. Cerosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Daniel Cerosky was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1981. Kevin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2017 - June 27, 2018
BUCKMAN ADVISORY GROUP LLC
July 7, 2016 - June 25, 2018
BUCKMAN, BUCKMAN & REID, INC.
April 19, 2007 - November 14, 2014
VIEWTRADE SECURITIES, INC.
March 12, 2004 - November 11, 2005
WORLD INVESTMENTS, LLC
February 5, 1996 - May 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1994 - January 11, 1996
H.J. MEYERS & CO., INC.
February 16, 1993 - September 26, 1994
GLEACHER & COMPANY SECURITIES, INC.
November 25, 1981 - February 17, 1993
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/22/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
