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Gary Steven Himber

CRD# 1012974·Registered 1981 - 2021
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Steven Himber was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1981 - 2021. Gary had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

AGES FINANCIAL SERVICES, LTD.·CRD# 15427
BD
Somerset, NJ
March 9, 2017 - December 31, 2021
SOURCE CAPITAL GROUP, INC.·CRD# 36719
BD
Westport, CT
October 18, 2012 - April 24, 2017
R. SEELAUS & CO., LLC·CRD# 14974
BD
Chatham, NJ
April 4, 2006 - October 2, 2012
J. B. HANAUER & CO.·CRD# 6958
BD
Parsippany, NJ
May 7, 1998 - April 5, 2006
U.S. SECURITIES & FUTURES CORP.·CRD# 36045
BD
New York, NY
March 7, 1997 - March 26, 1998
HOWE, SOLOMON & HALL, INC.·CRD# 13386
BD
Miami, FL
October 30, 1995 - March 6, 1997
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
October 14, 1994 - October 10, 1995
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
August 3, 1989 - August 2, 1994
GMS GROUP·CRD# 8000
BD
January 27, 1989 - April 17, 1989
GMS GROUP·CRD# 8000
BD
August 16, 1985 - January 30, 1988
MOORE & SCHLEY, CAMERON & CO.·CRD# 6917
BD
August 16, 1985 - December 31, 1988
DONALD SHELDON & CO., INC.·CRD# 6966
BD
December 12, 1981 - July 30, 1985

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Current Firm

AF
AGES FINANCIAL SERVICES, LTD.

ADVISORY GROUP EQUITY SERVICES LTD. | INTEGRATED FINANCIAL STRATEGIES, INC. | AGES FINANCIAL SERVICES, LTD. | ADVISORY INVESTMENT SERVICES, LTD.

CRD#: 15427 / SEC#: 8-32155
BD
Terminated by SEC on 11/18/2024

Contact Information

Established

Massachusetts since 06/25/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FOX, BRUCE RAYMONDFINANCIAL & OPERATIONSL PRINCIPAL2975386
KELLY, ROBERTCCO5899947
LEMOINE, SUSAN MARIEPRINCIPAL858856

Disclosures

Regulatory Event

4

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Oct 1981About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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