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Hans Maximilian Greser

CRD# 1012951·Registered 1981 - 2013
Previously Registered: Being a previously registered professional could mean that Hans is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hans Maximilian Greser, who also goes by Hans M Greser, Hans Greser, was a registered financial advisor. Hans was a previously registered financial professional and started their career in finance 1981 - 2013. Hans had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hans M Greser, Hans Greser

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Las Vegas, NV
June 29, 2012 - October 9, 2013
OSAIC INSTITUTIONS, INC.·CRD# 35371
BD
Leesburg, VA
September 19, 2011 - November 9, 2011
OSAIC INSTITUTIONS, INC.·CRD# 35371
BD
Meriden, CT
February 6, 2008 - August 13, 2010
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Williamsville, NY
June 1, 2005 - December 6, 2006
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
August 3, 2000 - June 1, 2005
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
January 6, 2000 - June 9, 2000
CHARTER ONE SECURITIES, INC.·CRD# 13373
BD
Cleveland, OH
March 15, 1999 - January 10, 2000
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
May 20, 1998 - March 15, 1999
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
January 29, 1998 - May 4, 1998
KEY INVESTMENTS INC.·CRD# 15873
BD
Cleveland, OH
March 15, 1996 - January 7, 1998
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
May 26, 1992 - March 25, 1996
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Richmond, VA
January 23, 1991 - May 11, 1992
EMPIRE NATIONAL SECURITIES, INCORPORATED·CRD# 7361
BD
March 26, 1984 - January 23, 1991
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
August 19, 1983 - April 4, 1984
SIGNATOR INVESTORS, INC.·CRD# 468
BD
November 15, 1981 - May 5, 1983

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Current Firm

MF
MSI FINANCIAL SERVICES, INC.

METLIFE SECURITIES INC. | MSI FINANCIAL SERVICES, INC. | METLIFE SECURITIES, INC

CRD#: 14251 / SEC#: 801-22306, 8-30447
BD
Terminated by SEC on 07/03/2017

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Established

Delaware since 08/15/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FUND SELECT/FUND SELECT PREMIER PROGRAMS DISCLOSURE BROCHURE (1/3/2017)

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDIRECT OWNER—
BENSON, WENDY ANNCHIEF EXECUTIVE OFFICER AND DIRECTOR2140720
CHICARES, ELIZABETH WARDDIRECTOR2194754
FANNING, MICHAEL ROBERTDIRECTOR1620072
FRANCELLA, AMYSECRETARY AND CHIEF LEGAL OFFICER1881552
FREDERICK, CHRISTINE SPENCERCHIEF COMPLIANCE OFFICER2641636
HOLTZER, DAVID MICHAELPRESIDENT4345697

Disclosures

Regulatory Event

41

Civil Event

1

Arbitration

13

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1981About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1999About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Sep 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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