Hans M. Greser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans Maximilian Greser, who also goes by Hans M Greser, Hans Greser, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 1981. Hans had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2012 - October 9, 2013
MSI FINANCIAL SERVICES, INC.
September 19, 2011 - November 9, 2011
OSAIC INSTITUTIONS, INC.
February 6, 2008 - August 13, 2010
OSAIC INSTITUTIONS, INC.
June 1, 2005 - December 6, 2006
EQUITABLE ADVISORS, LLC
August 3, 2000 - June 1, 2005
MONY SECURITIES CORPORATION
January 6, 2000 - June 9, 2000
KEYBANC CAPITAL MARKETS INC.
March 15, 1999 - January 10, 2000
CHARTER ONE SECURITIES, INC.
May 20, 1998 - March 15, 1999
LOCUST STREET SECURITIES, INC.
January 29, 1998 - May 4, 1998
LOCUST STREET SECURITIES, INC.
March 15, 1996 - January 7, 1998
KEY INVESTMENTS INC.
May 26, 1992 - March 25, 1996
CADARET, GRANT & CO., INC.
January 23, 1991 - May 11, 1992
CAPITAL BROKERAGE CORPORATION
March 26, 1984 - January 23, 1991
EMPIRE NATIONAL SECURITIES, INCORPORATED
August 19, 1983 - April 4, 1984
NATIONWIDE SECURITIES, LLC
November 15, 1981 - May 5, 1983
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
