Peter J. Altman

ALTMAN INVESTMENT MANAGEMENT LLC

Princeton, NJ 08542

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CRD#: 1012713

Professional summary

Peter James Altman is a registered financial advisor currently at ALTMAN INVESTMENT MANAGEMENT LLC located in Princeton, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peter has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Altman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2006 - Present

ALTMAN INVESTMENT MANAGEMENT LLC

Office #1: 33 Witherspoon Street 2nd Floor, Princeton, NJ 08542

RIA

CRD#: 113832

Princeton, NJ

Past

September 29, 1994 - August 24, 2001

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTMAN INVESTMENT MANAGEMENT LLC

ALTMAN INVESTMENT MANAGEMENT LLC | PETER JAMES ALTMAN

CRD#: 113832 / SEC#: 801-60387

RIA

Registered Investment Advisory firm - (7/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/1993

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/15/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/1994

General Securities Representative Examination

Current Firm

ALTMAN INVESTMENT MANAGEMENT LLC

ALTMAN INVESTMENT MANAGEMENT LLC | PETER JAMES ALTMAN

CRD#: 113832 / SEC#: 801-60387

RIA

Registered Investment Advisory firm - (7/10/2001 Approved)

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Contact information

Main Address

33 Witherspoon Street 2nd Floor, Princeton, NJ 08542

Mailing Address

Phone number

(609) 252-0048

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II -DISCLOSURE DOCUMENT (3/19/2025)

2B TROIANO (3/19/2025)

2B ALTMAN (3/19/2025)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 112,083,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Altman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Altman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTMAN INVESTMENT MANAGEMENT LLC

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

ALTMAN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1993

Series 65

Date: 1/15/1993

Series 7

Date: 9/28/1994

Current Firm

ALTMAN INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTMAN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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