Lee M. Kliebert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Michael Kliebert was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1981. Lee had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - March 30, 2016
ALERUS INVESTMENT ADVISORS CORPORATION
November 18, 2010 - February 28, 2012
PENSIONTREND INVESTMENT ADVISERS, LLC
December 11, 2002 - July 2, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 15, 1997 - December 31, 1998
KESTRA INVESTMENT SERVICES, LLC
December 8, 1992 - July 15, 1997
MARINER FINANCIAL SERVICES, INC.
April 25, 1986 - December 31, 1990
MARINER FINANCIAL SERVICES, INC.
October 31, 1981 - September 24, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 31, 1981 - September 24, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ALERUS INVESTMENT ADVISORS CORPORATION
CRD#: 145129 / SEC#: 801-68381
Contact information
Red Flags
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