John S. Scurci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Sergio Scurci, who also goes by Giovannis Sergio Scurci, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1996 - September 30, 1999
VANGUARD CAPITAL
May 23, 1990 - August 2, 1996
T.R. WINSTON & COMPANY, LLC
April 12, 1988 - May 10, 1990
JANNEY MONTGOMERY SCOTT LLC
March 16, 1987 - April 28, 1988
LAZARD FRERES & CO. LLC
September 26, 1981 - November 5, 1986
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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