Steven R. Anderson

BCD ADVISORS

Ridgeland, MS 39157

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CRD#: 1012542

Professional summary

Steven Ralph Anderson, who also goes by Steve Anderson, is a registered financial advisor currently at BCD ADVISORS located in Ridgeland, Mississippi.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Steven has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE FINANCIAL WORKS USA, LLC , Title: PRESIDENT/CEO , Description: RETIREMENT INCOME PLANNING - FIXED ANNUITIES AND LIFE INSURANCE SALES, Start Date: 06-01-2008, Address: 733 LAKE HARBOUR DRIVE SUITE I RIDGELAND, MS 39157 , Investment-related? YES, Hours per month: 160, During trading hours: 100 I am a licensed independent Insurance agent for multiple insurance companies. I receive a commission for business placed with them. I am also part owner of timeshares that my wife and I rent out on websites such as VRBO.com. This is a small part time activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ralph Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2024 - Present

BCD ADVISORS

Office #1: 733 Lake Harbour Dr. Suite I, Ridgeland, MS 39157

RIA

CRD#: 169468

Ridgeland, MS

Past

September 6, 2018 - April 12, 2024

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Ridgeland, MS

Past

May 17, 2017 - August 27, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Ridgeland, MS

Past

May 25, 1993 - July 12, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

July 16, 1992 - May 28, 1993

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

April 6, 1983 - July 17, 1984

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(4/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/14/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BCD ADVISORS

BCD ADVISORS | KILIVRIS, ROBERT DAVID | BEACON CAPITAL DISTRIBUTORS, INC. | BEACON CAPITAL DISTRIBUTORS INC. | BEACON CAPITAL DISTRIBUTORS ADVISORS

CRD#: 169468 / SEC#:

California

Registered Investment Advisory firm - (3/28/2016 Approved)

Illinois

Registered Investment Advisory firm - (3/30/2016 Approved)

Michigan

Registered Investment Advisory firm - (9/16/2014 Approved)

Mississippi

Registered Investment Advisory firm - (3/14/2022 Approved)

Missouri

Registered Investment Advisory firm - (1/5/2017 Approved)

Nevada

Registered Investment Advisory firm - (6/3/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (12/3/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (3/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (1/13/2014 Approved)

Texas

Registered Investment Advisory firm - (1/31/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Akron, OH

Mailing Address

Phone number

(855) 874-5188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 44,134,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven R. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ralph Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCD ADVISORS

VIRTUE CAPITAL MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

HORNOR, TOWNSEND & KENT, LLC

1717 CAPITAL MANAGEMENT COMPANY

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2017

Series 63

Date: 6/10/1992

Series 6

Date: 7/14/1992

Current Firm

BCD ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BCD ADVISORS

TRUST BUT VERIFY

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