Jon H. Calkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Howard Calkins, who also goes by Jon Calkins, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1982. Jon had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2009 - September 1, 2020
ALLSTATE FINANCIAL SERVICES, LLC
January 2, 2008 - December 31, 2008
WRP INVESTMENTS, INC.
January 2, 2008 - December 31, 2008
WRP INVESTMENTS, INC.
May 31, 2000 - January 14, 2008
TOWER SQUARE SECURITIES, INC.
June 28, 1996 - January 14, 2008
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - July 10, 1996
ADVANTAGE CAPITAL CORPORATION
February 9, 1987 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
June 26, 1986 - February 18, 1987
MML INVESTORS SERVICES, LLC
February 12, 1986 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
January 27, 1982 - June 4, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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