George L. Clark
Professional summary
George Lawson Clark, who also goes by George L Clark, is a registered financial advisor currently at VENTURI PRIVATE WEALTH located in Austin, Texas.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. George has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Lawson Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2015 - Present
VENTURI PRIVATE WEALTH
Office #1: 3600 N. Capital Of Texas Hwy. Building B, Suite 200, Austin, TX 78746June 28, 2012 - August 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 2012 - August 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2004 - December 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 1993 - December 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 1987 - June 9, 1989
TRADESTAR INVESTMENTS,INC.
October 29, 1984 - November 9, 1987
MPACT BROKERS INC.
May 3, 1984 - October 26, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
November 1, 1981 - May 22, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2015)
Exams
Series 8
Date: 4/5/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,488 |
| AUM (Assets Under Management) | $ 3,178,913,424 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 02/03/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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