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Michael Howard Wolf

CRD# 1012470·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Howard Wolf, who also goes by Micheal Howard Wolf, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1982 - 2013. Michael had worked at 5 firms and has passed the Series 63, Series 65 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Micheal Howard Wolf

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

Past

PRIMESOLUTIONS SECURITIES, INC.Past·CRD# 46017
BD
Cleveland, OH
January 28, 2002 - December 31, 2013
NEXT ADVISORS INC.Past·CRD# 14612
BD
Garfield Heights, OH
April 16, 1997 - February 2, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708
BD
Birmingham, AL
June 13, 1989 - April 11, 1997
PEB FINANCIAL GROUP, INC.Past·CRD# 7708
BD
Chicago, IL
January 7, 1982 - July 3, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANYPast·CRD# 13256
BD
Hartford, CT
June 19, 1983 - January 25, 1989

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Current Firm

PS
PRIMESOLUTIONS SECURITIES, INC.

PRIME SOLUTIONS SECURITIES, INC. | SETTLERS SECURITIES, INC. | PRIMESOLUTIONS SECURITIES, INC.

CRD#: 46017 / SEC#: 8-51286
BD
Terminated by SEC on 01/11/2016

Contact Information

Established

Ohio since 09/01/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BULL, VICTOR LAWRENCEOWNER, DIRECTOR, PRESIDENT, CEO, CROP, SROP856368
BULL, VICTOR LAWRENCECHIEF COMPLIANCE OFFICER856368
DONNELLAN, MICHAEL JAMESPRINCIPAL2052675
REINKOBER, ANNE MARIEDIRECTOR, VICE PRESIDENT4572156
VANWEY, SONJA PENNYFIN/OP2888376

Disclosures

Regulatory Event

2

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2010About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2003About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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