Timothy M. Riley

THE HARBOR GROUP

Bedford, NH 03110

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CRD#: 1012436

Professional summary

Timothy Michael Riley, CFP® is a registered financial advisor currently at THE HARBOR GROUP, INC. located in Bedford, New Hampshire.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Timothy has worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARBOR RISK MANAGEMENT, NON-INVESTMENT RELATED, 402 RIVERWAY PLACE, BEDFORD, NH 03110, INSURANCE AGENCY, VICE PRESIDENT/TREASURER, 01/01/1981 TO PRESENT, 10 HOURS PER MONTH TOTAL, 10 HOURS DURING SECURITIES TRADING HOURS, INSURANCE SALESPERSON

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Riley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

December 2, 1994 - Present

THE HARBOR GROUP, INC.

Office #1: 331 South River Road, Bedford, NH 03110

RIA

CRD#: 105637

Bedford, NH

Past

February 13, 1986 - December 31, 1992

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367

Past

March 11, 1982 - April 25, 1985

NEW ENGLAND SECURITIES

CRD#: 615

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HARBOR GROUP, INC.

HARBOR GROUP INC | THE HARBOR GROUP, INC.

CRD#: 105637 / SEC#: 801-22924

RIA

Registered Investment Advisory firm - (12/14/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(12/2/1994)

IAR

Texas
(4/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 11/28/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/4/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE HARBOR GROUP, INC.

HARBOR GROUP INC | THE HARBOR GROUP, INC.

CRD#: 105637 / SEC#: 801-22924

RIA

Registered Investment Advisory firm - (12/14/1984 Approved)

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Contact information

Main Address

331 South River Road, Bedford, NH 03110

Mailing Address

Phone number

(603) 668-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE HARBOR GROUP PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	3,608
AUM (Assets Under Management)	$ 1,734,378,971

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
10/22/2024	Cover Page	Report
12/11/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy M. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HARBOR GROUP, INC.

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

THE HARBOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1982

Series 22

Date: 11/28/1983

Series 6

Date: 1/4/1982

Current Firm

THE HARBOR GROUP, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE HARBOR GROUP, INC.

TRUST BUT VERIFY

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