Donald David Massey

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald David Massey was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1981. Donald had worked at 8 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE BROKER FOR LIFE & DI AS NEEDED BY EXISTING CLIENTS. LICENSED SINCE 1/1/1976 IN MA. NO SPECIFIC TIMES, HOURS OR DATES. MINIMUM TIME SPENT PER YEAR. NO SPECIFIC DUTIES. Investment related. Investment Committee member, Allin Congregational Church, Dedham, MA, since January 2016. Assist church with its trading account. Very few hours, none during trading hours. Not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 2, 2016 - February 6, 2025

CAPITAL MARKETS IQ, LLC

RIA

CRD#: 134921

DEDHAM, MA

Past

January 31, 2011 - August 1, 2016

RIA

CRD#: 156137

DEDHAM, MA

Past

January 1, 2010 - December 31, 2010

GLOBAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 121442

DANVERS, MA

Past

January 1, 2010 - December 31, 2010

ESSEX SECURITIES LLC

BD

CRD#: 46605

DEDHAM, MA

Past

January 3, 2005 - January 1, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

DEDHAM, MA

Past

October 9, 2002 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

NEEDHAM, MA

Past

September 30, 2002 - January 1, 2010

INVESTORS CAPITAL CORP.

BD

CRD#: 30613

DEDHAM, MA

Past

October 25, 1993 - September 30, 2002

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

November 19, 1981 - October 25, 1993

GUARDIAN INVESTOR SERVICES LLC

BD

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CM

CAPITAL MARKETS IQ, LLC

CRD#: 134921 / SEC#: 801-69992

RIA

Registered Investment Advisory firm - (4/3/2009 Approved)

Texas

Registered Investment Advisory firm - (4/3/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/30/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 22

Date: 4/16/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 10/16/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CM

CAPITAL MARKETS IQ, LLC

CRD#: 134921 / SEC#: 801-69992

RIA

Registered Investment Advisory firm - (4/3/2009 Approved)

Texas

Registered Investment Advisory firm - (4/3/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Arlington, TX

Mailing Address

2810 N Church St Pmb 52811, Wilmington, DE 19802

Phone number

(310) 882-6380

Established

Firm type

Fiscal year end

# of Employees

26

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 450,873,705

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/28/2025	Cover Page	Report
08/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald D. Massey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience