Joanne C. Crisafi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanne Carmela Crisafi, who also goes by Joanne C Crisafi, was a registered financial professional .
Joanne is a previously registered financial professional and started their career in finance in 1981. Joanne had worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - January 8, 2026
TRADEWEB LLC
October 30, 1998 - August 3, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
November 22, 1994 - June 28, 2010
CITIGROUP GLOBAL MARKETS INC.
June 15, 1989 - November 1, 1994
J.P. MORGAN SECURITIES LLC
July 25, 1987 - July 19, 1988
L.F. ROTHSCHILD MORTGAGE CAPITAL CORPORATION
December 5, 1986 - June 26, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
May 8, 1984 - November 25, 1986
PERSHING LLC
February 17, 1984 - March 23, 1984
CITIGROUP GLOBAL MARKETS INC.
May 12, 1982 - October 26, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 20, 1981 - March 10, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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