Holly A. Lundberg

CORNERSTONE PROFESSIONAL ADVISOR SERVICES

New York, NY 10016

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CRD#: 1012404

Professional summary

Holly Ann Lundberg MS, who also goes by Holly Ann Lundberg, is a registered financial advisor currently at CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC located in New York, New York.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Holly has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holly Ann Lundberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Ann Lundberg MS's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2023 - Present

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

Office #1: 148 Madison Avenue 15th Floor, New York, NY 10016

RIA

CRD#: 115122

New York, NY

Past

June 30, 2006 - August 16, 2007

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

NEW YORK, NY

Past

March 6, 2006 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

NEW YORK, NY

Past

May 2, 2003 - February 13, 2006

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 25, 2002 - May 5, 2003

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

January 7, 2002 - April 26, 2002

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

December 1, 2000 - January 14, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

February 3, 1983 - February 25, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 11, 1982 - December 22, 2000

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

PITTSFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

CRD#: 115122 / SEC#: 801-61925

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

California

Registered Investment Advisory firm - (11/15/2002 Terminated)

Illinois

Registered Investment Advisory firm - (11/15/2002 Terminated)

New York

Registered Investment Advisory firm - (9/5/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

CRD#: 115122 / SEC#: 801-61925

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

California

Registered Investment Advisory firm - (11/15/2002 Terminated)

Illinois

Registered Investment Advisory firm - (11/15/2002 Terminated)

New York

Registered Investment Advisory firm - (9/5/2002 Terminated)

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Contact information

Main Address

9 Endo Blvd., Garden City, NY 11530

Mailing Address

Phone number

(516) 408-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2B - CPASLLC - MARCH 20, 2025 (3/21/2025)

FORM ADV, PART 2A - CPASLLC - MARCH 20, 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	452
AUM (Assets Under Management)	$ 88,740,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Holly A. Lundberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Ann Lundberg MS's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

OSAIC WEALTH, INC.

CAP PRO BROKERAGE SERVICES, INC.

THE LEADERS GROUP, INC.

PARK AVENUE SECURITIES LLC

INTEGRATED RESOURCES EQUITY CORPORATION

BERKSHIRE EQUITY SALES, INC.

Primary Firm SEC Registration

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 4/6/1987

Series 7

Date: 12/18/1982

Series 6

Date: 2/26/1982

Current Firm

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

TRUST BUT VERIFY

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