Walter M. Urban

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CRD#: 1012389

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Marshall Urban III, who also goes by Walter Marshall (iiif) Urban, Walter Mashall (iii) Urban, was a registered financial professional .

Walter is a previously registered financial professional and started their career in finance in 1982. Walter had worked at 6 firms and has passed the Series 65, Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Walter Marshall (iiif) Urban | Walter Mashall (iii) Urban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 17, 2014 - February 8, 2019

ENCOMPASS WEALTH ADVISORS, LLC

RIA

CRD#: 170807

PORTLAND, OR

Past

July 15, 2014 - January 30, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Portland, OR

Past

June 1, 2009 - July 23, 2014

MORGAN STANLEY

RIA

CRD#: 149777

PORTLAND, OR

Past

June 1, 2009 - July 23, 2014

MORGAN STANLEY

CRD#: 149777

PORTLAND, OR

Past

March 14, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORTLAND, OR

Past

June 21, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PORTLAND, OR

Past

June 30, 1983 - June 27, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 4, 1982 - July 1, 1983

HAMMERBECK AND COMPANY, INC.

CRD#: 1201

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS WEALTH ADVISORS, LLC

AMBERBION CAPITAL ADVISORS, LLC | ENCOMPASS WEALTH ADVISORS, LLC

CRD#: 170807 / SEC#: 801-79393

RIA

Registered Investment Advisory firm - (3/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Current Firm

ENCOMPASS WEALTH ADVISORS, LLC

AMBERBION CAPITAL ADVISORS, LLC | ENCOMPASS WEALTH ADVISORS, LLC

CRD#: 170807 / SEC#: 801-79393

RIA

Registered Investment Advisory firm - (3/24/2014 Approved)

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Contact information

Main Address

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224

Mailing Address

Phone number

(971) 371-3451

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCOMPASS WEALTH ADVISORS, LLC - FORM ADV 2 A DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,103
AUM (Assets Under Management)	$ 413,314,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter M. Urban

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

HAMMERBECK AND COMPANY, INC.

Primary Firm SEC Registration

ENCOMPASS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2007

Series 63

Date: 11/26/1984

SIE

Date: 10/1/2018

Current Firm

ENCOMPASS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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