Paul E. Drolson

PERIGON WEALTH MANAGEMENT

Henderson, NV 89012

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CRD#: 1012162

Professional summary

Paul Edward Drolson, CFP® is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Henderson, Nevada.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Paul has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] Wealth Advisors, Inc. Investment-related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Agent; 10/2001; Mr. Drolson spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] Wave, LLC; Not-investment related; Las Vegas, NV; Rental real estate; Owner; 01/2015; Mr. Drolson spends less than one hour per month on this activity, none of which is during securities trading hours. Mr. Drolson's duties include property management of the leased properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Drolson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

November 17, 2023 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 170 South Green Valley Parkway Suite 300, Henderson, NV 89012

RIA

CRD#: 131037

Henderson, NV

Past

April 17, 2014 - May 24, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

RANCHO SANTA FE, CA

Past

April 17, 2014 - May 24, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

RANCHO SANTA FE, CA

Past

February 9, 2009 - April 23, 2014

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

RANCHO SANTA FE, CA

Past

February 9, 2009 - April 23, 2014

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

RANCHO SANTA FE, CA

Past

October 12, 2004 - March 9, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

SAN DIEGO, CA

Past

June 8, 2004 - February 16, 2024

WEALTH ADVISORS, INC.

RIA

CRD#: 130478

Henderson, NV

Past

July 2, 2003 - September 1, 2004

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SAN DIEGO, CA

Past

July 1, 2003 - September 1, 2004

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

December 15, 1997 - July 1, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

December 11, 1981 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

December 11, 1981 - July 1, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 11, 1981 - July 1, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(11/20/2023)

IAR

Texas
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/9/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/1989

General Securities Principal Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul E. Drolson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Drolson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

QA3 FINANCIAL CORP.

WEALTH ADVISORS, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/1994

Series 63

Date: 9/29/1981

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1985

Series 22

Date: 1/9/1984

Series 6

Date: 11/25/1981

Series 24

Date: 4/28/1989

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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