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Robert J. Winn

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CRD#: 1012115
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Joseph Winn was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 7 firms and has passed the Series 63, Series 3, Series 55, Series 5, Series 15, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 24, 2010 - October 24, 2012

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

May 10, 2006 - January 8, 2008

OPUS TRADING FUND LLC

BD
CRD#: 125204
JERICHO, NY
Past

February 1, 2006 - July 14, 2006

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
NEW YORK, NY
Past

May 4, 1992 - April 1, 2004

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

May 15, 1987 - June 24, 1991

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

April 17, 1986 - January 20, 1987

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
Past

February 16, 1984 - February 17, 1984

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
Past

October 29, 1981 - January 17, 1984

GRUNTAL & CO., L.L.C.

BD
CRD#: 372

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/30/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 5
Date: 12/14/1982
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 15
Date: 12/7/1982
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/19/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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