Jay W. Branson
BRANSON FOWLKES & CO
Houston, TX 77027
Some features on this profile are disabled
CRD#: 1012011
Professional summary
Jay Wallace Branson, CFP®, ChFC®, who also goes by Wallace Jay J W Branson, is a registered financial advisor currently at BRANSON FOWLKES & CO INC located in Houston, Texas and BRANSON FOWLKES RUSSELL INC located in Houston, Texas.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jay has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wallace Jay J W Branson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130,Houston,TX 77027; APPOINTMENT WITH MULTIPLE LIFE AND ANNUITY INSURANCE CARRIERS; PRINCIPAL/ INDIVIDUALLY APPOINTED AGENT; 1991; 15 HRS/MONTH; 1 HR/DAY; COMPENSATION-COMMISSIONS; PERIODICALLY RECOMMEND TRADITIONAL INSURANCE PRODUCTS.
2- BRANSON, FOWLKES/ RUSSELL INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130,Houston,TX 77027; RIA; PRINCIPAL AND IAR; 1991; 30 HRS/MONTH; 1 HR/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS.
3- BRANSON, FOWLKES & CO,L INC; INVESTMENT RELATED;19 Briar Hollow,Suite 130,Houston,TX 77027; INDEPENDENT RIA; PRINCIPAL/IAR; 1991; 120 HRS/MONTH; 6 HRS/DAY; COMPENSATION-FEES; MANAGING INVESTMENT PORTFOLIOS ON A FEE BASIS.
4)8 Dragons Property Holdings,LLC;not investment related;2927 Sackett St,Houston,TX 77098;owns resort rental property in Florida;managing member;2016;2 hrs/month;0 hrs during trading;own a condo in Florida that is a resort rental and is managed by a company that gives me a monthly report
5)Islander #501 Property Holdings,LLC;not investment related;2927 Sackett St,Houston,TX 77098;beach condo real estate in Okaloosa County;managing member LLC;2016;2 hrs/month;0 hrs during trading;purchased a Florida beach condo and have it managed for weekly rentals. I plan on staying there two or three weeks a year and have a mgmt company that manages all aspects of property
6)Rental property;not investment related;6950 East Deer Valley Dr,#106,Park City,UT;second rental home;owner;9/2020;2 hrs/month;0 hrs during trading;ski condo that is rented by management company to short term renters,pay mortgage and monitor rental activity reports
CRS (Client Relationship Summary) - RIA
Click below to view Jay Wallace Branson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
September 16, 2005 - Present
BRANSON FOWLKES & CO INC
Office #1: 19 Briar Hollow Lane Suite 130, Houston, TX 77027RIA
CRD#: 107657
Houston, TX
Current
September 16, 2005 - Present
BRANSON FOWLKES RUSSELL INC
Office #1: 19 Briar Hollow Lane Suite 130, Houston, TX 77027RIA
CRD#: 107656
Houston, TX
Past
December 16, 2008 - December 9, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
HOUSTON, TX
Past
October 31, 2008 - December 8, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
HOUSTON, TX
Past
October 10, 1996 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
HOUSTON, TX
Past
August 19, 1994 - July 17, 1995
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Past
July 16, 1987 - December 8, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
April 16, 1985 - October 19, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRANSON FOWLKES & CO INC
BRANSON FOWLKES & CO INC
CRD#: 107657 / SEC#: 801-44173
RIA
Registered Investment Advisory firm - (6/22/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/16/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BF
BRANSON FOWLKES & CO INC
BRANSON FOWLKES & CO INC
CRD#: 107657 / SEC#: 801-44173
RIA
Registered Investment Advisory firm - (6/22/1993 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
19 Briar Hollow Lane Suite 130, Houston, TX 77027
Mailing Address
Phone number
(713) 780-0606
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,094 |
| AUM (Assets Under Management) | $ 407,030,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
