Todd B. Bashan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Blaine Bashan was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1981. Todd had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2003 - February 9, 2017
STRATEGIC ADVISERS LLC
March 13, 2003 - February 8, 2017
FIDELITY BROKERAGE SERVICES LLC
November 15, 2002 - January 27, 2003
QUICK & REILLY, INC.
May 15, 2002 - January 27, 2003
QUICK & REILLY, INC.
March 25, 1994 - January 2, 2002
SCHONFELD SECURITIES, LLC
January 20, 1993 - March 25, 1994
CIBC WORLD MARKETS CORP.
May 11, 1992 - January 25, 1993
J.P. MORGAN SECURITIES LLC
September 29, 1989 - January 4, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 29, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
February 10, 1984 - October 21, 1989
LEHMAN BROTHERS INC.
October 21, 1981 - February 9, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
