Mark J. Danielson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Danielson, who also goes by Mark James Danielson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1981. Mark had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2021 - February 7, 2025
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
February 4, 2014 - June 28, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 6, 2011 - June 28, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2011 - April 25, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 23, 1999 - December 10, 2009
KESTRA INVESTMENT SERVICES, LLC
July 25, 1995 - April 29, 1999
SECURIAN FINANCIAL SERVICES, INC.
March 31, 1995 - July 20, 1995
OPPENHEIMER & CO. INC.
March 23, 1990 - December 31, 1994
OPPENHEIMER & CO. INC.
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
January 29, 1986 - December 23, 1988
MORISON SECURITIES, INC.
August 4, 1983 - December 20, 1985
CONSOLIDATED RESOURCES, INC.
December 11, 1981 - August 3, 1983
IRG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
