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Sheila I. Odnert

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CRD#: 1011792
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sheila Ilene Odnert was a registered financial professional .

Sheila is a previously registered financial professional and started their career in finance in 1982. Sheila had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 6, 2015 - March 28, 2019

TORTUGA WEALTH MANAGEMENT

RIA
CRD#: 153737
Mountain View, CA
Past

November 27, 2013 - December 31, 2014

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 169045
PALO ALTO, CA
Past

November 26, 2013 - December 31, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
MOUNTAIN VIEW, CA
Past

August 11, 2009 - November 27, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA
CRD#: 149564
PALO ALTO, CA
Past

August 11, 2009 - November 26, 2013

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
PALO ALTO, CA
Past

October 31, 2005 - August 13, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
PAL ALTO, CA
Past

February 28, 2000 - August 11, 2009

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 107773
SAN BRUNO, CA
Past

May 19, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

December 13, 1991 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774
Past

May 1, 1991 - December 17, 1991

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 23, 1987 - May 7, 1991

FMS SECURITIES, INC.

BD
CRD#: 14356
Past

November 4, 1986 - March 9, 1987

WADDELL & REED

BD
CRD#: 866
Past

October 21, 1986 - December 20, 1986

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

March 19, 1986 - September 5, 1986

PILOT FINANCIAL SERVICES, INC.

BD
CRD#: 7838
Past

October 31, 1984 - December 6, 1985

ALLEN A. BUCHALTER ASSOCIATES,INC.

BD
CRD#: 13287
Past

March 14, 1984 - October 19, 1984

FMS SECURITIES, INC.

BD
CRD#: 14356
Past

October 5, 1983 - April 16, 1984

RCL SECURITIES CORPORATION

BD
CRD#: 10675
Past

March 30, 1982 - October 17, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

BD
CRD#: 6518

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TORTUGA WEALTH MANAGEMENT
TORTUGA WEALTH MANAGEMENT | TORTUGA WEALTH MANAGEMENT, INC.

CRD#: 153737 / SEC#: 801-124715

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
California
Registered Investment Advisory firm - (5/26/2022 Terminated)
Illinois
Registered Investment Advisory firm - (4/26/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/26/2022 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/27/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TW
TORTUGA WEALTH MANAGEMENT
TORTUGA WEALTH MANAGEMENT | TORTUGA WEALTH MANAGEMENT, INC.

CRD#: 153737 / SEC#: 801-124715

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
California
Registered Investment Advisory firm - (5/26/2022 Terminated)
Illinois
Registered Investment Advisory firm - (4/26/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/26/2022 Terminated)
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Contact information


Main Address
1957 Carson Street Suite 100, Torrance, CA 90501
Mailing Address
Phone number
(310) 935-0275
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWM - ADV PART 2A - APPENDIX A - WRAP FEE PROGRAM BROCHURE (2/4/2025)

Regulatory assets under management


Total Number of Accounts507
AUM (Assets Under Management)$ 156,006,704

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TORTUGA WEALTH MANAGEMENT

CRD#: 153737

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