James D. Kersey

CREATIVEONE WEALTH

ROCKLIN, CA 95765

Some features on this profile are disabled

CRD#: 1011760

Professional summary

James Dean Kersey, ChFC®, CLU®, who also goes by Jim Kersey, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Rocklin, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Kersey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) James D. Kersey dba Lighthouse Financial & Tax-2204 Plaza Drive Suite 100, Rocklin, CA 95765; Investment related; Securities, financial planning & insurance (index annuities, fixed annuities & life insurance) sales and services; Owner/Agent; Start date 1/2012; 160 hrs/mnth & during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dean Kersey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 1, 2024 - Present

CREATIVEONE WEALTH, LLC

Office #1: 2204 Plaza Drive Suite 100, Rocklin, CA 95765

RIA

CRD#: 281213

ROCKLIN, CA

Past

May 26, 2021 - February 2, 2024

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Rocklin, CA

Past

May 25, 2021 - February 2, 2024

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Rocklin, CA

Past

April 16, 2019 - May 27, 2021

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Rocklin, CA

Past

April 16, 2019 - May 27, 2021

J.W. COLE FINANCIAL, INC.

CRD#: 124583

ROCKLIN, CA

Past

January 11, 2013 - April 18, 2019

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

ROCKLIN, CA

Past

November 27, 2012 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

ROCKLIN, CA

Past

March 22, 2012 - November 21, 2012

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ROCKLIN, CA

Past

January 11, 2011 - February 14, 2012

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ROCKLIN, CA

Past

January 11, 2011 - November 21, 2012

GRADIENT SECURITIES, LLC

CRD#: 127701

ROCKLIN, CA

Past

November 13, 2003 - January 19, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ROCKLIN, CA

Past

October 6, 2003 - November 17, 2003

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

ROSEVILLE, CA

Past

December 4, 1998 - November 17, 2003

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

June 11, 1998 - November 23, 1998

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

March 26, 1998 - June 18, 1998

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

October 9, 1997 - March 31, 1998

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

September 23, 1997 - October 10, 1997

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

May 23, 1997 - September 11, 1997

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

June 14, 1996 - June 10, 1997

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

September 26, 1994 - July 10, 1996

GORE-HORVATH, INC.

CRD#: 6809

HUNTINGTON BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/23/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Kersey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dean Kersey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

G.F. INVESTMENT SERVICES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

GRADIENT ADVISORS, LLC

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LOCUST STREET SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

LEGACY FINANCIAL SERVICES, INC.

SAN CLEMENTE SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

BRECEK & YOUNG ADVISORS, INC.

GORE-HORVATH, INC.

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/1999

Series 63

Date: 9/23/1994

SIE

Date: 10/1/2018

Series 6

Date: 9/23/1994

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors