Stanley L. Bartels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Leonard Bartels was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1982. Stanley had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2015 - November 14, 2017
GARDEN STATE SECURITIES, INC.
January 9, 2003 - October 15, 2015
GILFORD SECURITIES INCORPORATED
November 15, 2002 - December 12, 2002
MARATHON CAPITAL MARKETS, LLC
October 3, 2002 - November 13, 2002
BROCKINGTON SECURITIES, INC.
December 21, 2001 - August 15, 2002
EKN FINANCIAL SERVICES INC.
December 13, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
October 2, 2000 - December 6, 2001
AUERBACH, POLLAK & RICHARDSON INC.
January 20, 1995 - September 27, 2000
COLEMAN & COMPANY SECURITIES, INC.
April 11, 1991 - January 11, 1995
HAMPSHIRE SECURITIES CORPORATION
March 22, 1990 - December 15, 1990
NEW YORK & FOREIGN SECURITIES CORPORATION
October 22, 1984 - January 2, 1990
STERLING & YORKE SECURITIES CORP.
July 13, 1982 - June 18, 1984
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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