Frederick B. Jewett

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CRD#: 1011592

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frederick Brian Jewett was a registered financial professional .

Frederick is a previously registered financial professional and started their career in finance in 1981. Frederick had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2010 - December 8, 2012

CAMBRIDGE CAPE COD ADVISORS, LLC

RIA

CRD#: 133301

SANDWICH, MA

Past

December 3, 2007 - December 31, 2008

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 2438

MASHPEE, MA

Past

June 5, 2007 - December 31, 2008

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

CRD#: 2438

BOSTON, MA

Past

May 18, 2007 - June 18, 2007

RYAN BECK & CO.

RIA

CRD#: 3248

OSTERVILLE, MA

Past

April 29, 2002 - June 18, 2007

RYAN BECK & CO.

CRD#: 3248

OSTERVILLE, MA

Past

April 5, 2001 - May 20, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 24, 1997 - April 4, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 20, 1994 - September 18, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 31, 1991 - June 1, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 15, 1988 - March 4, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 22, 1988 - January 31, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 5, 1982 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 29, 1981 - September 27, 1982

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE CAPE COD ADVISORS, LLC

CAMBRIDGE CAPE COD ADVISORS | FENTON GREGORY COLEMAN | CAMBRIDGE CAPE COD ADVISORS, LLC

CRD#: 133301 / SEC#: 801-113572

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (7/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/25/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/14/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/14/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

CAMBRIDGE CAPE COD ADVISORS, LLC

CAMBRIDGE CAPE COD ADVISORS | FENTON GREGORY COLEMAN | CAMBRIDGE CAPE COD ADVISORS, LLC

CRD#: 133301 / SEC#: 801-113572

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (7/13/2018 Terminated)

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Contact information

Main Address

128 Route 6a, Sandwich, MA 02563

Mailing Address

Phone number

(508) 888-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 162,210,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick B. Jewett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

RYAN BECK & CO.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAMBRIDGE CAPE COD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2007

Series 63

Date: 10/9/1981

Series 3

Date: 3/25/1983

Series 7

Date: 11/20/1982

Series 6

Date: 9/23/1981

Series 10

Date: 6/14/2001

Series 9

Date: 6/14/2001

Current Firm

CAMBRIDGE CAPE COD ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMBRIDGE CAPE COD ADVISORS, LLC

TRUST BUT VERIFY

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