Salvatore A. Messina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Anthony Messina, who also goes by Sam Anthony Messina, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1981. Salvatore had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 5, Series 7, Series 24, Series 4 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2020 - July 28, 2026
PARAMAX SECURITIES, LLC
June 28, 2016 - April 2, 2020
UBS FINANCIAL SERVICES INC.
February 9, 2007 - April 2, 2020
UBS FINANCIAL SERVICES INC.
September 4, 1998 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
December 12, 1988 - September 4, 1998
ESSEX CAPITAL MARKETS, INC.
September 30, 1985 - December 15, 1988
ADVEST, INC.
February 8, 1985 - September 30, 1985
BURGESS & LEITH INCORPORATED
October 22, 1981 - February 14, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/6/2020
Investment Banking Registered Representative ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 8
Date: 6/17/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PARAMAX SECURITIES, LLC
CRD#: 147374 / SEC#: , 8-67902
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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