Salvatore A. Messina

PARAMAX SECURITIES

Rochester, NY 14618

Some features on this profile are disabled

CRD#: 1011476

Professional summary

Salvatore Anthony Messina, who also goes by Sam Anthony Messina, is a registered financial professional currently at PARAMAX SECURITIES, LLC located in Rochester, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1981. Salvatore has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 5, Series 7, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Anthony Messina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Messina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2020 - Present

PARAMAX SECURITIES, LLC

Office #1: 300 Meridian Centre Suite 340, Rochester, NY 14618

CRD#: 147374

Rochester, NY

Past

June 28, 2016 - April 2, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALBANY, NY

Past

February 9, 2007 - April 2, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBANY, NY

Past

September 4, 1998 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

December 12, 1988 - September 4, 1998

ESSEX CAPITAL MARKETS, INC.

CRD#: 11896

ROCHESTER, NY

Past

September 30, 1985 - December 15, 1988

ADVEST, INC.

CRD#: 10

Past

February 8, 1985 - September 30, 1985

BURGESS & LEITH INCORPORATED

CRD#: 114

Past

October 22, 1981 - February 14, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/6/2020)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 6/6/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/30/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/20/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/17/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

PARAMAX SECURITIES, LLC

CRD#: 147374 / SEC#: , 8-67902

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

333 International Drive Suite A, Williamsville, NY 14221

Mailing Address

333 International Drive Suite A, Williamsville, NY 14221

Phone number

(716) 626-1200

Established

New York since 05/14/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PARAMAX CORPORATION	MEMBER/OWNER
D'ALBA, RUSSELL J	DESIGNATED PRINCIPAL/CCO/MEMBER	4650836
MINNECI, TIMOTHY CHARLES	REGISTERED PRINCIPAL	5536348
SCHAPS, MICHAEL ROBERT	FINOP/CHIEF FINANCIAL OFFICER/PFO/POO	1892138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Salvatore A. Messina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Messina's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

ESSEX CAPITAL MARKETS, INC.

ADVEST, INC.

BURGESS & LEITH INCORPORATED

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2002

Series 63

Date: 9/28/1981

Series 79TO

Date: 6/6/2020

SIE

Date: 10/1/2018

Series 3

Date: 8/30/2011

Series 5

Date: 12/11/1982

Series 7

Date: 9/19/1981

Series 24

Date: 2/8/1996

Series 4

Date: 2/20/1990

Series 8

Date: 6/17/1985

FINRA

Current Firm

PARAMAX SECURITIES, LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PARAMAX SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors