James G. Lovelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Grant Lovelle, who also goes by Glasier Lovelle, Jim Lovelle, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2003 - December 31, 2019
THE LEADERS GROUP, INC.
February 1, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 1, 1994 - October 17, 2002
SIGNATOR INVESTORS, INC.
December 4, 1991 - June 22, 1992
MML INVESTORS SERVICES, LLC
March 22, 1984 - July 12, 1990
ROBERT W. BAIRD & CO. INCORPORATED
February 25, 1982 - July 12, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
