Carter B. Lecraw

AMERICAN VALUES INVESTMENTS

BRISTOL, VA 24201

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CRD#: 1011306

Professional summary

Carter Buck Lecraw JR, CFP®, who also goes by Carter Buck Lecraw, is a registered financial advisor currently at AMERICAN VALUES INVESTMENTS, INC. located in Bristol, Virginia.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Carter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 7 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carter Buck Lecraw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Buck Lecraw JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 14, 2001 - Present

AMERICAN VALUES INVESTMENTS, INC.

Office #1: 230 Piedmont Ave, Suite 201, Bristol, VA 24201

RIA

CRD#: 117116

BRISTOL, VA

Past

September 27, 1988 - August 23, 1990

FIDUCIARY SECURITIES CORP.

CRD#: 21845

Past

January 15, 1982 - August 10, 1984

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

October 9, 1981 - December 20, 1981

EQUITEC SECURITIES COMPANY

CRD#: 6463

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/4/2004)

IAR

Virginia
(6/14/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 3/15/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 39

Date: 4/7/1988

Direct Participation Programs Principal Examination

Current Firm

AMERICAN VALUES INVESTMENTS, INC.

CRD#: 117116 / SEC#: 801-62403

RIA

Registered Investment Advisory firm - (10/2/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (6/21/2004 Terminated)

Tennessee

Registered Investment Advisory firm - (10/1/2012 Approved)

Virginia

Registered Investment Advisory firm - (8/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

198 Suncrest St., Gray, TN 37615

Mailing Address

198 Suncrest St., Gray, TN 37615

Phone number

(423) 722-1776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carter B. Lecraw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Buck Lecraw JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY SECURITIES CORP.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITEC SECURITIES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1992

Series 63

Date: 5/6/1988

SIE

Date: 6/12/2024

Series 22

Date: 3/15/1988

Series 7

Date: 9/19/1981

Series 39

Date: 4/7/1988

Current Firm

AMERICAN VALUES INVESTMENTS, INC.

Contact information

Documents

Red Flags

Company Information

AMERICAN VALUES INVESTMENTS, INC.

TRUST BUT VERIFY

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