DC
Daniel T. Choy
GWN SECURITIES
Honolulu, HI 96813
Some features on this profile are disabled
CRD#: 1011206
DC
Professional summary
Daniel Tong Myung Choy, who also goes by Dan T.m. Choy, Dan Choy, Daniel T.m. Choy, Daniel Choy, is a registered financial advisor currently at GWN SECURITIES INC. located in Honolulu, Hawaii.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Daniel has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan T.m. Choy | Dan Choy | Daniel T.m. Choy | Daniel Choy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORINTHIANS FINANCIAL SERVICES; INVESTMENT RELATED; 1188 BISHOP ST. #2509, HONOLULU, HAWAII 96813; FIXED LIFE & ANNUITY SALES; PRINCIPAL; 1981 START; 15 HRS/MNTH; 1 HR /DAY DURING TRADING HOURS; FIXED ANNUITY & LIFE SALES. 2. MORTGAGES POSITION: NATIONAL MORTGAGE LICENSED SOLICITOR #334710 NATURE: MORTGAGES INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 1 START DATE: 02/03/2005 ADDRESS: 700 BISHOP #210, HONOLULU HI 96813 DESCRIPTION: NEW AFFILIATION WITH HARBOR FINANCIAL GROUP, A MORTGAGE BROKER COMPANY. OFFERED MORTGAGES PRIOR THROUGH AMERICAN FINANCIAL MORTGAGE 3. CORINTHIANS REALTY INVESTMENT RELATED: Is Investment Related, NATURE: Buy/Sell/Rent Mgmt, POSITION: Realtor, START DATE: 1982-08-01, NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 1 hours per month during trading hours DESCRIPTION: Real Estate Buy/Sell/Rent Services
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Tong Myung Choy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Tong Myung Choy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2007 - Present
GWN SECURITIES INC.
Office #1: 1188 Bishop St. Ste 2509, Honolulu, HI 96813RIA
BD
CRD#: 128929
Honolulu, HI
Current
February 27, 2007 - Present
GWN SECURITIES INC.
Office #1: 1188 Bishop St. Ste 2509, Honolulu, HI 96813RIA
BD
CRD#: 128929
Honolulu, HI
Past
February 15, 2006 - February 28, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HONOLULU, HI
Past
February 15, 2005 - February 13, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
January 22, 2001 - February 15, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
June 15, 2000 - January 12, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 30, 1993 - June 15, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 5, 1985 - July 20, 1993
SOARES FINANCIAL GROUP, INC.
BD
CRD#: 16286
Past
July 5, 1983 - May 30, 1985
CONSOLIDATED INVESTMENT SERVICES, INC.
BD
CRD#: 7929
Past
October 29, 1981 - June 9, 1984
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/27/2007)
RR
Colorado(2/27/2007)
RR
Hawaii(2/27/2007)
IAR
Hawaii(4/30/2007)
RR
Iowa(9/12/2012)
RR
Oregon(9/25/2012)
RR
Texas(4/4/2022)
RR
Utah(4/20/2021)
RR
Washington(2/27/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
