John F. Schulte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frederick Schulte was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1991 - November 15, 1993
THOMAS M. NIXON & ASSOCIATES, INC.
March 13, 1990 - August 16, 1990
GREAT LAKES EQUITIES CO.
September 3, 1986 - March 14, 1990
ACUMENT SECURITIES, INC.
December 11, 1981 - November 5, 1983
BROKERS EXCHANGE, INC.
November 27, 1981 - September 26, 1986
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMAS M. NIXON & ASSOCIATES, INC.
CRD#: 17047 / SEC#: , 8-34954
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NIXON, THOMAS MARION | PRESIDENT, CEO, CCO, PRINCIPAL | 833930 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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