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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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DK

Doron Kochavi

CARNEGIE WEALTH MANAGEMENT LLC
La Canada, CA
Some features on this profile are disabled
CRD#: 1011155
DK

Professional summary

Doron Kochavi is a registered financial advisor currently at CARNEGIE WEALTH MANAGEMENT LLC located in La Canada, California.

Doron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Doron has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Individual Public Storage; Non Investment-Related; Member; Units/Co-General Partner 2) K-Padd4, LLC; Non Investment-Related; Rental Property; Owner 3) Parker Storage; Non Investment-Related; Rental Property; Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Doron Kochavi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2024 - Present

CARNEGIE WEALTH MANAGEMENT LLC

RIA
CRD#: 329747
La Canada, CA
Past

October 19, 2015 - January 4, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Pasadena, CA
Past

October 19, 2015 - January 4, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Pasadena, CA
Past

July 23, 2012 - October 27, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

July 23, 2012 - October 27, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA
Past

July 8, 1997 - July 13, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOS ANGELES, CA
Past

January 6, 1993 - July 13, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

June 3, 1991 - January 11, 1993

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 30, 1981 - October 15, 1981

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

September 24, 1981 - June 5, 1991

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/11/2024)
IAR
Texas
(7/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1981
General Securities Representative Examination

Current Firm

CW
CARNEGIE WEALTH MANAGEMENT LLC
CARNEGIE WEALTH MANAGEMENT LLC

CRD#: 329747 / SEC#: 801-129487

RIA
Registered Investment Advisory firm - (12/26/2024 Terminated)
California
Registered Investment Advisory firm - (12/24/2024 Approved)
Texas
Registered Investment Advisory firm - (6/27/2025 Conditional Restricted)
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Contact information

Main Address
La Canada, CA
Mailing Address
Phone number
(818) 679-2724
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts142
AUM (Assets Under Management)$ 59,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARNEGIE WEALTH MANAGEMENT LLC

CRD#: 329747La Canada, CA

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